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SCOTTS MIRACLE-GRO CO — Director's Dealing 2016
Sep 13, 2016
31301_dirs_2016-09-13_55d7871b-f1b5-49f4-945c-67b95ac42f9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-08-31
Reporting Person: STUMP DENISE (EVP, Global Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-31 | Common Shares | J | 6.7096 | $74.52 | Acquired | 9688.3933 | Direct |
| 2016-09-09 | Common Shares | J | 8.6603 | $80.007 | Acquired | 9697.0536 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-09 | Phantom Stock | $ | A | 21.627 | Acquired | Common Shares (21.627) | Direct |
Footnotes
F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.
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