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SCOTTS MIRACLE-GRO CO Director's Dealing 2016

Jan 25, 2016

31301_dirs_2016-01-25_fab574bd-4fdf-4b0c-a95d-4c3ebe7dc8f0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-01-21

Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-21 Common Shares M 2757 Acquired 8448 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-21 Deferred Stock Units $ M 2697 Disposed Common Shares (2697) Direct
2016-01-21 Dividend Equivalent Rights $ M 60 Disposed Common Shares (60) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 2861281 Indirect

Footnotes

F1: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.

F3: On January 21, 2011, the reporting person was granted 2,757 deferred stock units, with accruing dividend equivalent rights, vesting on January 21, 2016.