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SCOTTS MIRACLE-GRO CO Director's Dealing 2016

Nov 30, 2016

31301_dirs_2016-11-30_0fa61d83-03c5-44f0-b001-6c6c2fe17805.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-10-31

Reporting Person: STUMP DENISE (EVP, Global Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-31 Common Shares J 6.3068 $79.28 Acquired 9710.0324 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-28 Phantom Stock $ A 108.263 Acquired Common Shares (108.263) Direct

Footnotes

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.