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SCOTTS MIRACLE-GRO CO Director's Dealing 2016

Apr 28, 2016

31301_dirs_2016-04-28_2aadaa17-45eb-4015-a0f5-efd41a169fca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-03-31

Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-31 Common Shares J 30.539 $65.49 Acquired 52081.2201 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-26 Phantom Stock $ A 1251.474 Acquired Common Shares (1251.474) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 40595.821 Indirect
Common Shares 1880789 Indirect

Footnotes

F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.

F2: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.