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SCOTTS MIRACLE-GRO CO — Director's Dealing 2016
Mar 14, 2016
31301_dirs_2016-03-14_94e6dd57-69de-4871-99f5-3147fddd5e1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-02-29
Reporting Person: STUMP DENISE (EVP, Global Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-29 | Common Shares | J | 8.0489 | $62.12 | Acquired | 22936.9208 | Direct |
| 2016-03-10 | Common Shares | J | 8.6153 | $73.0539 | Acquired | 22945.5361 | Direct |
| 2016-03-11 | Common Shares | S | 8812 | $73.2664 | Disposed | 14133.5361 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-10 | Phantom Stock | $ | A | 15.559 | Acquired | Common Shares (15.559) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.25 to $73.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
F2: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F3: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.