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SCOTTS MIRACLE-GRO CO — Director's Dealing 2016
Feb 2, 2016
31301_dirs_2016-02-02_8ee1caaa-0653-4965-a4fc-295f2ca647aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-01-29
Reporting Person: Johnson Stephen L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-29 | Common Shares | A | 2476 | — | Acquired | 12917 | Direct |
| 2016-01-29 | Common Shares | A | 92 | $68.68 | Acquired | 13009 | Direct |
| 2016-01-31 | Common Shares | M | 1173 | — | Acquired | 14182 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-31 | Deferred Stock Units | $ | M | 143 | Disposed | Common Shares (143) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 127 | Disposed | Common Shares (127) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 141 | Disposed | Common Shares (141) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 162 | Disposed | Common Shares (162) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 153 | Disposed | Common Shares (153) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 159 | Disposed | Common Shares (159) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 141 | Disposed | Common Shares (141) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 123 | Disposed | Common Shares (123) | Direct | |
| 2016-01-31 | Dividend Equivalent Rights | $ | M | 24 | Disposed | Common Shares (24) | Direct |
Footnotes
F1: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.
F2: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F3: On January 21, 2011, the reporting person was granted 146 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F4: On April 1, 2011, the reporting person was granted 130 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F5: On July 1, 2011, the reporting person was granted 144 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F6: On October 3, 2011, the reporting person was granted 165 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F7: On January 18, 2013, the reporting person was granted 156 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F8: On April 1, 2013, the reporting person was granted 162 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F9: On July 1, 2013, the reporting person was granted 144 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F10: On October 1, 2013, the reporting person was granted 126 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.