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SCOTTS MIRACLE-GRO CO Director's Dealing 2016

Feb 2, 2016

31301_dirs_2016-02-02_8ee1caaa-0653-4965-a4fc-295f2ca647aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-01-29

Reporting Person: Johnson Stephen L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-29 Common Shares A 2476 Acquired 12917 Direct
2016-01-29 Common Shares A 92 $68.68 Acquired 13009 Direct
2016-01-31 Common Shares M 1173 Acquired 14182 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-31 Deferred Stock Units $ M 143 Disposed Common Shares (143) Direct
2016-01-31 Deferred Stock Units $ M 127 Disposed Common Shares (127) Direct
2016-01-31 Deferred Stock Units $ M 141 Disposed Common Shares (141) Direct
2016-01-31 Deferred Stock Units $ M 162 Disposed Common Shares (162) Direct
2016-01-31 Deferred Stock Units $ M 153 Disposed Common Shares (153) Direct
2016-01-31 Deferred Stock Units $ M 159 Disposed Common Shares (159) Direct
2016-01-31 Deferred Stock Units $ M 141 Disposed Common Shares (141) Direct
2016-01-31 Deferred Stock Units $ M 123 Disposed Common Shares (123) Direct
2016-01-31 Dividend Equivalent Rights $ M 24 Disposed Common Shares (24) Direct

Footnotes

F1: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

F2: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3: On January 21, 2011, the reporting person was granted 146 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.

F4: On April 1, 2011, the reporting person was granted 130 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.

F5: On July 1, 2011, the reporting person was granted 144 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.

F6: On October 3, 2011, the reporting person was granted 165 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.

F7: On January 18, 2013, the reporting person was granted 156 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.

F8: On April 1, 2013, the reporting person was granted 162 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.

F9: On July 1, 2013, the reporting person was granted 144 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.

F10: On October 1, 2013, the reporting person was granted 126 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.