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SCOTTS MIRACLE-GRO CO — Director's Dealing 2015
Feb 2, 2015
31301_dirs_2015-02-02_ba680e90-4697-4e7a-a23b-592226d9e971.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2015-01-29
Reporting Person: BARRY ALAN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-29 | Common Shares | M | 7957 | — | Acquired | 15913 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-29 | Deferred Stock Units | $ | M | 2232 | Disposed | Common Shares (2232) | Direct | |
| 2015-01-29 | Deferred Stock Units | $ | M | 2438 | Disposed | Common Shares (2438) | Direct | |
| 2015-01-29 | Deferred Stock Units | $ | M | 264 | Disposed | Common Shares (264) | Direct | |
| 2015-01-29 | Deferred Stock Units | $ | M | 2244 | Disposed | Common Shares (2244) | Direct | |
| 2015-01-29 | Deferred Stock Units | $ | M | 779 | Disposed | Common Shares (779) | Direct |
Footnotes
F1: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2: On January 21, 2011, the reporting person was granted 2,232 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
F3: On January 18, 2013, the reporting person was granted 2,438 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
F4: On August 2, 2013, the reporting person was granted 264 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
F5: On January 31, 2014, the reporting person was granted 2,244 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
F6: On May 1, 2014, the reporting person was granted 779 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.