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SCOTTS MIRACLE-GRO CO — Director's Dealing 2015
Jan 22, 2015
31301_dirs_2015-01-22_f0002404-73d0-4842-89f9-f6c0621d778f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2015-01-20
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-20 | Common Shares | M | 26312 | — | Acquired | 68023.6339 | Direct |
| 2015-01-20 | Common Shares | A | 16943 | — | Acquired | 84966.6339 | Direct |
| 2015-01-20 | Common Shares | F | 20512 | $62.23 | Disposed | 64454.6339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-20 | Restricted Stock Units | $ | M | 26312 | Disposed | Common Shares (26312) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 38794.572 | Indirect |
| Common Shares | 1910789 | Indirect |
| Common Shares | 6759.1898 | Indirect |
Footnotes
F1: Restricted stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F3: On January 20, 2012, the reporting person was granted 26,312 restricted stock units, vesting on January 20, 2015.