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SCOTTS MIRACLE-GRO CO — Director's Dealing 2015
Mar 2, 2015
31301_dirs_2015-03-02_2981ada0-98c5-4c90-9aee-c95e743516a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2015-02-26
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-26 | Phantom Stock | $ | A | 1257.042 | Acquired | Common Shares (1257.042) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 6590.6667 | Direct |
| Common Shares | 38794.572 | Indirect |
| Common Shares | 1910789 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F2: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.
F3: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his phantom stock account into an alternative investment account at any time.