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SCOTTS MIRACLE-GRO CO — Director's Dealing 2015
Feb 3, 2015
31301_dirs_2015-02-03_94007506-be2a-41da-9b3c-1c62bf6fe1bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2015-01-30
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-30 | Stock Option (right to buy) | $63.43 | A | 134139 | Acquired | 2025-01-30 | Common Shares (134139) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 8785 | Direct |
| Common Shares | 38794.572 | Indirect |
| Common Shares | 1910789 | Indirect |
| Common Shares | 6759.1898 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.