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SCOTTS MIRACLE-GRO CO — Director's Dealing 2015
Jan 26, 2015
31301_dirs_2015-01-26_4769f913-6167-477c-8b44-a2cd518f3e06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2015-01-22
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-22 | Common Shares | M | 3433 | — | Acquired | 6278 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-22 | Deferred Stock Units | $ | M | 3433 | Disposed | Common Shares (3433) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2861281 | Indirect |
Footnotes
F1: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F3: On January 22, 2010, the reporting person was granted 3,433 deferred stock units, vesting on January 22, 2015.