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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Oct 28, 2014
31301_dirs_2014-10-28_9dbd3fbb-55f9-4982-92a7-006774625f40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-06-25
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-25 | Common Shares | S | 100 | $56.785 | Disposed | 58419.548 | Direct |
| 2014-06-25 | Common Shares | S | 500 | $56.79 | Disposed | 57919.548 | Direct |
| 2014-06-25 | Common Shares | S | 200 | $56.795 | Disposed | 57719.548 | Direct |
| 2014-06-25 | Common Shares | S | 1400 | $56.8 | Disposed | 56319.548 | Direct |
| 2014-06-25 | Common Shares | S | 100 | $56.805 | Disposed | 56219.548 | Direct |
| 2014-06-25 | Common Shares | S | 1600 | $56.81 | Disposed | 54619.548 | Direct |
| 2014-06-25 | Common Shares | S | 100 | $56.815 | Disposed | 54519.548 | Direct |
| 2014-06-25 | Common Shares | S | 1271 | $56.82 | Disposed | 53248.548 | Direct |
| 2014-06-25 | Common Shares | S | 300 | $56.825 | Disposed | 52948.548 | Direct |
| 2014-06-25 | Common Shares | S | 1910 | $56.83 | Disposed | 51038.548 | Direct |
| 2014-06-25 | Common Shares | S | 400 | $56.835 | Disposed | 50638.548 | Direct |
| 2014-06-25 | Common Shares | S | 799 | $56.84 | Disposed | 49839.548 | Direct |
| 2014-06-25 | Common Shares | S | 100 | $56.845 | Disposed | 49739.548 | Direct |
| 2014-06-25 | Common Shares | S | 903 | $56.85 | Disposed | 48836.548 | Direct |
| 2014-06-25 | Common Shares | S | 1200 | $56.855 | Disposed | 47636.548 | Direct |
| 2014-06-25 | Common Shares | S | 100 | $56.8575 | Disposed | 47536.548 | Direct |
| 2014-06-25 | Common Shares | S | 3100 | $56.86 | Disposed | 44436.548 | Direct |
| 2014-06-25 | Common Shares | S | 1600 | $56.865 | Disposed | 42836.548 | Direct |
| 2014-06-25 | Common Shares | S | 2276 | $56.87 | Disposed | 40560.548 | Direct |
| 2014-06-25 | Common Shares | S | 778 | $56.875 | Disposed | 39782.548 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35701.75 | Indirect |
| Common Shares | 1945789 | Indirect |
| Common Shares | 6614.6215 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2014.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.