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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Sep 12, 2014
31301_dirs_2014-09-12_59a40048-5a5e-4fb7-bfae-8c1e04cdfc75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-09-10
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 | Deferred Stock Units | $ | A | 26 | Acquired | Common Shares (26) | Direct | |
| 2014-09-10 | Deferred Stock Units | $ | A | 20 | Acquired | Common Shares (20) | Direct | |
| 2014-09-10 | Deferred Stock Units | $ | A | 21 | Acquired | Common Shares (21) | Direct | |
| 2014-09-10 | Deferred Stock Units | $ | A | 22 | Acquired | Common Shares (22) | Direct | |
| 2014-09-10 | Deferred Stock Units | $ | A | 13 | Acquired | Common Shares (13) | Direct | |
| 2014-09-10 | Deferred Stock Units | $ | A | 10 | Acquired | Common Shares (10) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2981291 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F2: Additional deferred stock units received pursuant to dividend equivalents as a result of dividends paid with respect to the common shares of The Scotts Miracle-Gro Company underlying deferred stock units already held.