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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Aug 7, 2014
31301_dirs_2014-08-07_aaf229ee-cffc-4757-86ef-5f785b0686d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AeroGrow International, Inc. (AERO)
CIK: 0001316644
Period of Report: 2014-08-05
Reporting Person: SMG Growing Media, Inc. (10% Owner)
Reporting Person: SCOTTS MIRACLE-GRO CO (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-05 | Common Shares | J | 199148 | — | Acquired | 199148 | Direct |
| 2014-08-05 | Common Shares | J | 123907 | — | Acquired | 323055 | Direct |
| 2014-08-05 | Common Shares | J | 67037 | — | Acquired | 390092 | Direct |
Footnotes
F1: SMG Growing Media, Inc. ("SMG") received 199,148 shares of the Issuer's common stock as a payment-in-kind dividend on 2,649,007 shares of the Issuer's Series B Convertible Preferred Stock ("Preferred Stock") owned at the time of the dividend payment date. SMG is the sole owner of all of the outstanding shares of Preferred Stock.
F2: SMG received 123,907 shares of the Issuer's common stock as a payment-in-kind royalty under a Technology License Agreement with the Issuer.
F3: SMG received 67,037 shares of the Issuer's common stock as a payment-in-kind fee under a Brand License Agreement with the Issuer.