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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Nov 25, 2014
31301_dirs_2014-11-25_e480691a-fb83-45d1-a104-b9a530e54f1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-11-24
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-24 | Common Shares | M | 15021 | $27.31 | Acquired | 15021 | Direct |
| 2014-11-24 | Common Shares | S | 13881 | $60 | Disposed | 1140 | Direct |
| 2014-11-24 | Common Shares | S | 370 | $60.005 | Disposed | 770 | Direct |
| 2014-11-24 | Common Shares | S | 670 | $60.01 | Disposed | 100 | Direct |
| 2014-11-24 | Common Shares | S | 100 | $60.04 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-24 | Stock Option (right to buy) | $27.31 | M | 15021 | Disposed | 2015-01-27 | Common Shares (15021) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2981291 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.