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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Jun 27, 2014
31301_dirs_2014-06-27_bd4aa2e2-eb06-4b92-a100-3d16e6e1386b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-06-26
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-26 | Common Shares | S | 1100 | $56.18 | Disposed | 54570.751 | Direct |
| 2014-06-26 | Common Shares | S | 1200 | $56.19 | Disposed | 53370.751 | Direct |
| 2014-06-26 | Common Shares | S | 2355 | $56.2 | Disposed | 51015.751 | Direct |
| 2014-06-26 | Common Shares | S | 2163 | $56.21 | Disposed | 48852.751 | Direct |
| 2014-06-26 | Common Shares | S | 1057 | $56.22 | Disposed | 47795.751 | Direct |
| 2014-06-26 | Common Shares | S | 1100 | $56.23 | Disposed | 46695.751 | Direct |
| 2014-06-26 | Common Shares | S | 694 | $56.24 | Disposed | 46001.751 | Direct |
| 2014-06-26 | Common Shares | S | 100 | $56.25 | Disposed | 45901.751 | Direct |
| 2014-06-26 | Common Shares | S | 411 | $56.26 | Disposed | 45490.751 | Direct |
| 2014-06-26 | Common Shares | S | 200 | $56.27 | Disposed | 45290.751 | Direct |
| 2014-06-26 | Common Shares | S | 3407 | $56.5 | Disposed | 41883.751 | Direct |
| 2014-06-26 | Common Shares | S | 275 | $56.51 | Disposed | 41608.751 | Direct |
| 2014-06-26 | Common Shares | S | 100 | $56.52 | Disposed | 41508.751 | Direct |
| 2014-06-26 | Common Shares | S | 400 | $56.54 | Disposed | 41108.751 | Direct |
| 2014-06-26 | Common Shares | S | 625 | $56.55 | Disposed | 40483.751 | Direct |
| 2014-06-26 | Common Shares | S | 400 | $56.56 | Disposed | 40083.751 | Direct |
| 2014-06-26 | Common Shares | S | 300 | $56.57 | Disposed | 39783.751 | Direct |
| 2014-06-26 | Common Shares | S | 300 | $56.58 | Disposed | 39483.751 | Direct |
| 2014-06-26 | Common Shares | S | 600 | $56.6 | Disposed | 38883.751 | Direct |
| 2014-06-26 | Common Shares | S | 100 | $56.61 | Disposed | 38783.751 | Direct |
| 2014-06-26 | Common Shares | S | 400 | $56.62 | Disposed | 38383.751 | Direct |
| 2014-06-26 | Common Shares | S | 200 | $56.66 | Disposed | 38183.751 | Direct |
| 2014-06-26 | Common Shares | S | 200 | $56.68 | Disposed | 37983.751 | Direct |
| 2014-06-26 | Common Shares | S | 200 | $56.71 | Disposed | 37783.751 | Direct |
| 2014-06-26 | Common Shares | S | 100 | $56.91 | Disposed | 37683.751 | Direct |
| 2014-06-26 | Common Shares | A | 114.132 | $56.29 | Acquired | 37797.883 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35701.75 | Indirect |
| Common Shares | 1945789 | Indirect |
| Common Shares | 6256.6275 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2014.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F3: Reflects Common Shares of the Issuer represented by amount credited to the benchmark Company stock fund within the reporting person's bookkeeping account under The Scotts Company LLC Executive Retirement Plan.