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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Jun 25, 2014
31301_dirs_2014-06-25_95a7b87d-ac1d-48c1-8e92-3690a9c8b81e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-06-24
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-24 | Common Shares | S | 300 | $57.075 | Disposed | 49604.751 | Direct |
| 2014-06-24 | Common Shares | S | 1307 | $57.08 | Disposed | 48297.751 | Direct |
| 2014-06-24 | Common Shares | S | 200 | $57.085 | Disposed | 48097.751 | Direct |
| 2014-06-24 | Common Shares | S | 100 | $57.0875 | Disposed | 47997.751 | Direct |
| 2014-06-24 | Common Shares | S | 1213 | $57.09 | Disposed | 46784.751 | Direct |
| 2014-06-24 | Common Shares | S | 100 | $57.095 | Disposed | 46684.751 | Direct |
| 2014-06-24 | Common Shares | S | 2134 | $57.1 | Disposed | 44550.751 | Direct |
| 2014-06-24 | Common Shares | S | 500 | $57.105 | Disposed | 44050.751 | Direct |
| 2014-06-24 | Common Shares | S | 567 | $57.11 | Disposed | 43483.751 | Direct |
| 2014-06-24 | Common Shares | S | 964 | $57.12 | Disposed | 42519.751 | Direct |
| 2014-06-24 | Common Shares | S | 1228 | $57.13 | Disposed | 41291.751 | Direct |
| 2014-06-24 | Common Shares | S | 400 | $57.135 | Disposed | 40891.751 | Direct |
| 2014-06-24 | Common Shares | S | 1586 | $57.14 | Disposed | 39305.751 | Direct |
| 2014-06-24 | Common Shares | S | 1099 | $57.15 | Disposed | 38206.751 | Direct |
| 2014-06-24 | Common Shares | S | 300 | $57.16 | Disposed | 37906.751 | Direct |
| 2014-06-24 | Common Shares | S | 201 | $57.17 | Disposed | 37705.751 | Direct |
| 2014-06-24 | Common Shares | S | 22 | $57.19 | Disposed | 37683.751 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35701.75 | Indirect |
| Common Shares | 1945789 | Indirect |
| Common Shares | 6256.6275 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2014.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.