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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Jan 28, 2014
31301_dirs_2014-01-28_f185f486-0882-4bee-9e5f-db95b4a91345.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-01-23
Reporting Person: SHERN STEPHANIE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-23 | Common Shares | M | 4184 | — | Acquired | 6184 | Direct |
| 2014-01-24 | Common Shares | S | 121 | $60.55 | Disposed | 6063 | Direct |
| 2014-01-24 | Common Shares | S | 200 | $60.56 | Disposed | 5863 | Direct |
| 2014-01-24 | Common Shares | S | 500 | $60.75 | Disposed | 5363 | Direct |
| 2014-01-24 | Common Shares | S | 800 | $60.81 | Disposed | 4563 | Direct |
| 2014-01-24 | Common Shares | S | 500 | $60.85 | Disposed | 4063 | Direct |
| 2014-01-24 | Common Shares | S | 500 | $61.05 | Disposed | 3563 | Direct |
| 2014-01-24 | Common Shares | S | 500 | $61.26 | Disposed | 3063 | Direct |
| 2014-01-24 | Common Shares | S | 38 | $61.29 | Disposed | 3025 | Direct |
| 2014-01-24 | Common Shares | S | 400 | $61.34 | Disposed | 2625 | Direct |
| 2014-01-24 | Common Shares | S | 462 | $61.39 | Disposed | 2163 | Direct |
| 2014-01-24 | Common Shares | S | 100 | $61.54 | Disposed | 2063 | Direct |
| 2014-01-27 | Common Shares | S | 63 | $59.57 | Disposed | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-24 | Deferred Stock Units | $ | M | 4184 | Disposed | 2014-01-21 | Common Shares (4184) | Direct |
Footnotes
F1: The deferred stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (formerly known as The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan), and subject to the terms and conditions of an individual award agreement. Each whole deferred stock unit represents a contingent right to receive one common share of the Issuer. The deferred stock units settled on January 23, 2014.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2013.