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SCOTTS MIRACLE-GRO CO Director's Dealing 2014

Jan 27, 2014

31301_dirs_2014-01-27_6eb4f63b-5041-4b9e-89eb-97cacc69a1d1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-01-23

Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-23 Common Shares M 4017 Acquired 4017 Direct
2014-01-23 Common Shares S 500 $61.38 Disposed 3517 Direct
2014-01-23 Common Shares S 1000 $61.42 Disposed 2517 Direct
2014-01-23 Common Shares S 500 $61.44 Disposed 2017 Direct
2014-01-23 Common Shares S 500 $61.45 Disposed 1517 Direct
2014-01-23 Common Shares S 500 $61.46 Disposed 1017 Direct
2014-01-23 Common Shares S 416 $61.48 Disposed 601 Direct
2014-01-23 Common Shares S 500 $61.51 Disposed 101 Direct
2014-01-23 Common Shares S 100 $61.52 Disposed 1 Direct
2014-01-23 Common Shares S 1 $61.53 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-23 Deferred Stock Units $ M 4017 Disposed Common Shares (4017) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 2981291 Indirect

Footnotes

F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2013.

F2: The deferred stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (formerly known as The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan), and subject to the terms and conditions of an individual award agreement. Each whole deferred stock unit represents a contingent right to receive one common share of the Issuer ("Common Shares"). The deferred stock units settled on January 23, 2014.

F3: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.