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SCOTTS MIRACLE-GRO CO — Director's Dealing 2014
Jan 28, 2014
31301_dirs_2014-01-28_05ffba5e-945b-422f-b04f-5b048fb67956.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2014-01-21
Reporting Person: Lukemire Michael C (EVP, Business Execution)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-21 | Common Shares | M | 1800 | — | Acquired | 18271 | Direct |
| 2014-01-24 | Common Shares | S | 9 | $59.77 | Disposed | 18262 | Direct |
| 2014-01-24 | Common Shares | S | 131 | $59.78 | Disposed | 18131 | Direct |
| 2014-01-24 | Common Shares | S | 15 | $59.79 | Disposed | 18116 | Direct |
| 2014-01-24 | Common Shares | S | 47 | $59.82 | Disposed | 18069 | Direct |
| 2014-01-24 | Common Shares | S | 146 | $59.85 | Disposed | 17923 | Direct |
| 2014-01-24 | Common Shares | S | 88 | $59.89 | Disposed | 17835 | Direct |
| 2014-01-24 | Common Shares | S | 49 | $59.9 | Disposed | 17786 | Direct |
| 2014-01-24 | Common Shares | S | 49 | $59.91 | Disposed | 17737 | Direct |
| 2014-01-24 | Common Shares | S | 48 | $59.97 | Disposed | 17689 | Direct |
| 2014-01-24 | Common Shares | S | 10 | $60 | Disposed | 17679 | Direct |
| 2014-01-24 | Common Shares | S | 79 | $60.01 | Disposed | 17600 | Direct |
| 2014-01-24 | Common Shares | S | 39 | $59.99 | Disposed | 17561 | Direct |
| 2014-01-24 | Common Shares | S | 58 | $60.02 | Disposed | 17503 | Direct |
| 2014-01-24 | Common Shares | S | 63 | $60.04 | Disposed | 17440 | Direct |
| 2014-01-24 | Common Shares | S | 136 | $60.06 | Disposed | 17304 | Direct |
| 2014-01-24 | Common Shares | S | 73 | $60.09 | Disposed | 17231 | Direct |
| 2014-01-24 | Common Shares | S | 49 | $60.11 | Disposed | 17182 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-21 | Restricted Stock Units | $ | M | 1800 | Disposed | 2014-01-21 | Common Shares (1800) | Direct |
Footnotes
F1: The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (the "LTIP"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on January 21, 2014.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2013.