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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 17, 2013
31301_dirs_2013-01-17_cdfb78de-7f4c-4878-bf01-eb34ada09cc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-16
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-16 | Common Shares | S | 366 | $44.5401 | Disposed | 54378.953 | Direct |
| 2013-01-16 | Common Shares | S | 1700 | $44.54 | Disposed | 52678.953 | Direct |
| 2013-01-16 | Common Shares | S | 1100 | $44.56 | Disposed | 51578.953 | Direct |
| 2013-01-16 | Common Shares | S | 1400 | $44.53 | Disposed | 50178.953 | Direct |
| 2013-01-16 | Common Shares | S | 100 | $44.5301 | Disposed | 50078.953 | Direct |
| 2013-01-16 | Common Shares | S | 900 | $44.55 | Disposed | 49178.953 | Direct |
| 2013-01-16 | Common Shares | S | 200 | $44.5501 | Disposed | 48978.953 | Direct |
| 2013-01-16 | Common Shares | S | 2034 | $44.57 | Disposed | 46944.953 | Direct |
| 2013-01-16 | Common Shares | S | 674 | $44.58 | Disposed | 46270.953 | Direct |
| 2013-01-16 | Common Shares | S | 200 | $44.5801 | Disposed | 46070.953 | Direct |
| 2013-01-16 | Common Shares | S | 1496 | $44.6 | Disposed | 44574.953 | Direct |
| 2013-01-16 | Common Shares | S | 500 | $44.5901 | Disposed | 44074.953 | Direct |
| 2013-01-16 | Common Shares | S | 100 | $44.62 | Disposed | 43974.953 | Direct |
| 2013-01-16 | Common Shares | S | 4 | $44.63 | Disposed | 43970.953 | Direct |
| 2013-01-16 | Common Shares | S | 200 | $44.635 | Disposed | 43770.953 | Direct |
| 2013-01-16 | Common Shares | S | 1000 | $44.64 | Disposed | 42770.953 | Direct |
| 2013-01-16 | Common Shares | S | 900 | $44.65 | Disposed | 41870.953 | Direct |
| 2013-01-16 | Common Shares | S | 400 | $44.66 | Disposed | 41470.953 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 33747.195 | Indirect |
| Common Shares | 2522787 | Indirect |
| Common Shares | 5354.7841 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2012.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.