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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 25, 2013
31301_dirs_2013-01-25_e8d1d049-dfb4-4f35-88aa-4aa5603312eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-23
Reporting Person: Brockman Vincent C (EVP, GC and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-23 | Common Shares | M | 5000 | — | Acquired | 24784.583 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.57 | Disposed | 24584.583 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.58 | Disposed | 24384.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.61 | Disposed | 24284.583 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.62 | Disposed | 24084.583 | Direct |
| 2013-01-23 | Common Shares | S | 800 | $44.63 | Disposed | 23284.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.6301 | Disposed | 23184.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.64 | Disposed | 23084.583 | Direct |
| 2013-01-23 | Common Shares | S | 800 | $44.65 | Disposed | 22284.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.66 | Disposed | 22184.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.67 | Disposed | 22084.583 | Direct |
| 2013-01-23 | Common Shares | S | 400 | $44.68 | Disposed | 21684.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.7 | Disposed | 21584.583 | Direct |
| 2013-01-23 | Common Shares | S | 300 | $44.73 | Disposed | 21284.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.74 | Disposed | 21184.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.76 | Disposed | 21084.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.77 | Disposed | 20984.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.775 | Disposed | 20884.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.78 | Disposed | 20784.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.79 | Disposed | 20684.583 | Direct |
| 2013-01-23 | Common Shares | S | 400 | $44.8 | Disposed | 20284.583 | Direct |
| 2013-01-23 | Common Shares | S | 300 | $44.81 | Disposed | 19984.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.82 | Disposed | 19884.583 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.84 | Disposed | 19784.583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-23 | Restricted Stock Units | $ | M | 5000 | Disposed | 2013-01-20 | Common Shares (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 14.23 | Indirect |
Footnotes
F1: The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (the "LTIP"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on January 20, 2013.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2012.