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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 25, 2013
31301_dirs_2013-01-25_792adc4a-b86d-4acc-8fb7-3a2ec76238d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-23
Reporting Person: SANDERS BARRY W (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-23 | Common Shares | M | 8700 | — | Acquired | 28484.586 | Direct |
| 2013-01-23 | Common Shares | S | 500 | $44.6 | Disposed | 27984.586 | Direct |
| 2013-01-23 | Common Shares | S | 300 | $44.61 | Disposed | 27684.586 | Direct |
| 2013-01-23 | Common Shares | S | 321 | $44.62 | Disposed | 27363.586 | Direct |
| 2013-01-23 | Common Shares | S | 450 | $44.63 | Disposed | 26913.586 | Direct |
| 2013-01-23 | Common Shares | S | 629 | $44.64 | Disposed | 26284.586 | Direct |
| 2013-01-23 | Common Shares | S | 500 | $44.65 | Disposed | 25784.586 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.66 | Disposed | 25684.586 | Direct |
| 2013-01-23 | Common Shares | S | 652 | $44.6616 | Disposed | 25032.586 | Direct |
| 2013-01-23 | Common Shares | S | 248 | $44.68 | Disposed | 24784.586 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.69 | Disposed | 24584.586 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.7 | Disposed | 24384.586 | Direct |
| 2013-01-23 | Common Shares | S | 1500 | $44.71 | Disposed | 22884.586 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.72 | Disposed | 22784.586 | Direct |
| 2013-01-23 | Common Shares | S | 700 | $44.73 | Disposed | 22084.586 | Direct |
| 2013-01-23 | Common Shares | S | 400 | $44.74 | Disposed | 21684.586 | Direct |
| 2013-01-23 | Common Shares | S | 300 | $44.75 | Disposed | 21384.586 | Direct |
| 2013-01-23 | Common Shares | S | 73 | $44.77 | Disposed | 21311.586 | Direct |
| 2013-01-23 | Common Shares | S | 227 | $44.78 | Disposed | 21084.586 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.785 | Disposed | 20884.586 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.79 | Disposed | 20684.586 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.82 | Disposed | 20484.586 | Direct |
| 2013-01-23 | Common Shares | S | 500 | $44.83 | Disposed | 19984.586 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.87 | Disposed | 19884.586 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.88 | Disposed | 19784.586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-23 | Restricted Stock Units | $ | M | 8700 | Disposed | 2013-01-20 | Common Shares (8700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 478.3705 | Indirect |
Footnotes
F1: The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (the "LTIP"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on January 20, 2013.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2012.