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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Nov 13, 2013
31301_dirs_2013-11-13_23525c5f-5c51-414e-823f-dd3313c8da9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-11-12
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Common Shares | S | 700 | $57.36 | Disposed | 57875.439 | Direct |
| 2013-11-12 | Common Shares | S | 1397 | $57.37 | Disposed | 56478.439 | Direct |
| 2013-11-12 | Common Shares | S | 303 | $57.375 | Disposed | 56175.439 | Direct |
| 2013-11-12 | Common Shares | S | 200 | $57.38 | Disposed | 55975.439 | Direct |
| 2013-11-12 | Common Shares | S | 500 | $57.39 | Disposed | 55475.439 | Direct |
| 2013-11-12 | Common Shares | S | 100 | $57.395 | Disposed | 55375.439 | Direct |
| 2013-11-12 | Common Shares | S | 300 | $57.4 | Disposed | 55075.439 | Direct |
| 2013-11-12 | Common Shares | S | 2397 | $57.41 | Disposed | 52678.439 | Direct |
| 2013-11-12 | Common Shares | S | 3 | $57.415 | Disposed | 52675.439 | Direct |
| 2013-11-12 | Common Shares | S | 1600 | $57.42 | Disposed | 51075.439 | Direct |
| 2013-11-12 | Common Shares | S | 600 | $57.425 | Disposed | 50475.439 | Direct |
| 2013-11-12 | Common Shares | S | 1000 | $57.43 | Disposed | 49475.439 | Direct |
| 2013-11-12 | Common Shares | S | 200 | $57.435 | Disposed | 49275.439 | Direct |
| 2013-11-12 | Common Shares | S | 1200 | $57.44 | Disposed | 48075.439 | Direct |
| 2013-11-12 | Common Shares | S | 400 | $57.45 | Disposed | 47675.439 | Direct |
| 2013-11-12 | Common Shares | S | 700 | $57.46 | Disposed | 46975.439 | Direct |
| 2013-11-12 | Common Shares | S | 1377 | $57.47 | Disposed | 45598.439 | Direct |
| 2013-11-12 | Common Shares | S | 1523 | $57.48 | Disposed | 44075.439 | Direct |
| 2013-11-12 | Common Shares | S | 2400 | $57.49 | Disposed | 41675.439 | Direct |
| 2013-11-12 | Common Shares | S | 300 | $57.4967 | Disposed | 41375.439 | Direct |
| 2013-11-12 | Common Shares | S | 1800 | $57.5 | Disposed | 39575.439 | Direct |
| 2013-11-12 | Common Shares | S | 500 | $57.504 | Disposed | 39075.439 | Direct |
| 2013-11-12 | Common Shares | S | 400 | $57.5175 | Disposed | 38675.439 | Direct |
| 2013-11-12 | Common Shares | S | 1800 | $57.52 | Disposed | 36875.439 | Direct |
| 2013-11-12 | Common Shares | S | 591 | $57.53 | Disposed | 36284.439 | Direct |
| 2013-11-12 | Common Shares | S | 809 | $57.54 | Disposed | 35475.439 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35701.75 | Indirect |
| Common Shares | 2427726 | Indirect |
| Common Shares | 5901.4301 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2013.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.