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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 25, 2013
31301_dirs_2013-01-25_0afbdccd-4355-4907-88e4-326aff9fdb43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-23
Reporting Person: STUMP DENISE (EVP, Global Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-23 | Common Shares | M | 5000 | — | Acquired | 29303.9979 | Direct |
| 2013-01-23 | Common Shares | S | 76 | $44.57 | Disposed | 29227.9979 | Direct |
| 2013-01-23 | Common Shares | S | 224 | $44.5889 | Disposed | 29003.9979 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.6 | Disposed | 28903.9979 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.62 | Disposed | 28703.9979 | Direct |
| 2013-01-23 | Common Shares | S | 500 | $44.6286 | Disposed | 28203.9979 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.63 | Disposed | 28103.9979 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.64 | Disposed | 28003.9979 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.65 | Disposed | 27903.9979 | Direct |
| 2013-01-23 | Common Shares | S | 600 | $44.66 | Disposed | 27303.9979 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.6601 | Disposed | 27103.9979 | Direct |
| 2013-01-23 | Common Shares | S | 500 | $44.67 | Disposed | 26603.9979 | Direct |
| 2013-01-23 | Common Shares | S | 400 | $44.68 | Disposed | 26203.9979 | Direct |
| 2013-01-23 | Common Shares | S | 300 | $44.69 | Disposed | 25903.9979 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.71 | Disposed | 25703.9979 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.72 | Disposed | 25603.9979 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.73 | Disposed | 25403.9979 | Direct |
| 2013-01-23 | Common Shares | S | 175 | $44.78 | Disposed | 25228.9979 | Direct |
| 2013-01-23 | Common Shares | S | 325 | $44.79 | Disposed | 24903.9979 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.81 | Disposed | 24803.9979 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.82 | Disposed | 24603.9979 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.83 | Disposed | 24503.9979 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.84 | Disposed | 24303.9979 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-23 | Restricted Stock Units | $ | M | 5000 | Disposed | 2013-01-20 | Common Shares (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1358.1727 | Indirect |
Footnotes
F1: The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (the "LTIP"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on January 20, 2013.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2012.