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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Nov 13, 2013
31301_dirs_2013-11-13_b5a3e103-a227-4fcb-8ab5-813402f6fa89.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-09-30
Reporting Person: HAGEDORN SUSAN (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-14 | Common Shares | G | 11200 | — | Disposed | 2011515 | Indirect |
Footnotes
F1: Represents the gift from the account of Susan Hagedorn and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.
F2: On the prior filing filed with the U.S. Securities Exchange Commission on October 25, 2013, the amount of shares disposed was erroneously reported as 11,000, instead of 11,200.
F3: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.
F4: Represents the aggregate proportionate interest of Susan Hagedorn and those family members in whose holdings she may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.