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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 25, 2013
31301_dirs_2013-01-25_5f037f0c-8afa-4f2b-894f-c51420f333d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-23
Reporting Person: Evans David C (CFO EVP Strategy Bus Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-23 | Common Shares | M | 8700 | — | Acquired | 46279.585 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.56 | Disposed | 46179.585 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.57 | Disposed | 46079.585 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.61 | Disposed | 45979.585 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.62 | Disposed | 45879.585 | Direct |
| 2013-01-23 | Common Shares | S | 393 | $44.6349 | Disposed | 45486.585 | Direct |
| 2013-01-23 | Common Shares | S | 307 | $44.64 | Disposed | 45179.585 | Direct |
| 2013-01-23 | Common Shares | S | 700 | $44.65 | Disposed | 44479.585 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.66 | Disposed | 44379.585 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.67 | Disposed | 44179.585 | Direct |
| 2013-01-23 | Common Shares | S | 400 | $44.71 | Disposed | 43779.585 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.72 | Disposed | 43579.585 | Direct |
| 2013-01-23 | Common Shares | S | 300 | $44.8 | Disposed | 43279.585 | Direct |
| 2013-01-23 | Common Shares | S | 180 | $44.81 | Disposed | 43099.585 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.82 | Disposed | 42999.585 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.85 | Disposed | 42799.585 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-23 | Restricted Stock Units | $ | M | 8700 | Disposed | 2013-01-20 | Common Shares (8700) | Direct |
Footnotes
F1: The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (the "LTIP"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on January 20, 2013.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2012.