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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Aug 15, 2013
31301_dirs_2013-08-15_6d8932af-7f16-424e-ac03-5ea7817ad7d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-08-13
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Shares | M | 4000 | $26.53 | Acquired | 4000 | Direct |
| 2013-08-13 | Common Shares | S | 400 | $53.89 | Disposed | 3600 | Direct |
| 2013-08-13 | Common Shares | S | 1025 | $53.88 | Disposed | 2575 | Direct |
| 2013-08-13 | Common Shares | S | 475 | $53.87 | Disposed | 2100 | Direct |
| 2013-08-13 | Common Shares | S | 1000 | $53.86 | Disposed | 1100 | Direct |
| 2013-08-13 | Common Shares | S | 100 | $53.895 | Disposed | 1000 | Direct |
| 2013-08-13 | Common Shares | S | 1000 | $53.881 | Disposed | 0 | Direct |
| 2013-08-14 | Common Shares | M | 10274 | $26.53 | Acquired | 10274 | Direct |
| 2013-08-14 | Common Shares | S | 3874 | $53.9 | Disposed | 6400 | Direct |
| 2013-08-14 | Common Shares | S | 300 | $53.905 | Disposed | 6100 | Direct |
| 2013-08-14 | Common Shares | S | 400 | $53.91 | Disposed | 5700 | Direct |
| 2013-08-14 | Common Shares | S | 200 | $53.93 | Disposed | 5500 | Direct |
| 2013-08-14 | Common Shares | S | 400 | $53.94 | Disposed | 5100 | Direct |
| 2013-08-14 | Common Shares | S | 1100 | $53.95 | Disposed | 4000 | Direct |
| 2013-08-14 | Common Shares | S | 400 | $53.96 | Disposed | 3600 | Direct |
| 2013-08-14 | Common Shares | S | 400 | $53.97 | Disposed | 3200 | Direct |
| 2013-08-14 | Common Shares | S | 600 | $53.98 | Disposed | 2600 | Direct |
| 2013-08-14 | Common Shares | S | 200 | $53.99 | Disposed | 2400 | Direct |
| 2013-08-14 | Common Shares | S | 100 | $54 | Disposed | 2300 | Direct |
| 2013-08-14 | Common Shares | S | 100 | $54.03 | Disposed | 2200 | Direct |
| 2013-08-14 | Common Shares | S | 300 | $54.0333 | Disposed | 1900 | Direct |
| 2013-08-14 | Common Shares | S | 200 | $54.04 | Disposed | 1700 | Direct |
| 2013-08-14 | Common Shares | S | 200 | $54.07 | Disposed | 1500 | Direct |
| 2013-08-14 | Common Shares | S | 200 | $54.075 | Disposed | 1300 | Direct |
| 2013-08-14 | Common Shares | S | 900 | $54.08 | Disposed | 400 | Direct |
| 2013-08-14 | Common Shares | S | 400 | $54.13 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | Stock Option (right to buy) | $26.53 | M | 4000 | Disposed | 2014-01-29 | Common Shares (4000) | Direct |
| 2013-08-14 | Stock Option (right to buy) | $26.53 | M | 10274 | Disposed | 2014-01-29 | Common Shares (10274) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2981287 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.