AI assistant
SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 16, 2013
31301_dirs_2013-01-16_0e60c39a-6b4d-404a-b5ea-6b699af9ca91.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-14
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-14 | Common Shares | S | 16067 | $45 | Disposed | 91382.953 | Direct |
| 2013-01-14 | Common Shares | S | 3031 | $45.01 | Disposed | 88351.953 | Direct |
| 2013-01-14 | Common Shares | S | 1100 | $45.03 | Disposed | 87251.953 | Direct |
| 2013-01-14 | Common Shares | S | 1400 | $45.02 | Disposed | 85851.953 | Direct |
| 2013-01-14 | Common Shares | S | 600 | $45.05 | Disposed | 85251.953 | Direct |
| 2013-01-14 | Common Shares | S | 500 | $45.06 | Disposed | 84751.953 | Direct |
| 2013-01-14 | Common Shares | S | 100 | $45.04 | Disposed | 84651.953 | Direct |
| 2013-01-14 | Common Shares | S | 100 | $45.07 | Disposed | 84551.953 | Direct |
| 2013-01-14 | Common Shares | S | 100 | $45.09 | Disposed | 84451.953 | Direct |
| 2013-01-14 | Common Shares | S | 100 | $45.115 | Disposed | 84351.953 | Direct |
| 2013-01-14 | Common Shares | S | 300 | $45.13 | Disposed | 84051.953 | Direct |
| 2013-01-14 | Common Shares | S | 100 | $45.14 | Disposed | 83951.953 | Direct |
| 2013-01-14 | Common Shares | S | 200 | $45.17 | Disposed | 83751.953 | Direct |
| 2013-01-14 | Common Shares | S | 100 | $45.15 | Disposed | 83651.953 | Direct |
| 2013-01-14 | Common Shares | S | 600 | $45.19 | Disposed | 83051.953 | Direct |
| 2013-01-14 | Common Shares | S | 400 | $45.21 | Disposed | 82651.953 | Direct |
| 2013-01-14 | Common Shares | S | 300 | $45.2 | Disposed | 82351.953 | Direct |
| 2013-01-14 | Common Shares | S | 6775 | $45.8 | Disposed | 75576.953 | Direct |
| 2013-01-14 | Common Shares | S | 5 | $45.96 | Disposed | 75571.953 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 33747.195 | Indirect |
| Common Shares | 2522787 | Indirect |
| Common Shares | 5354.7841 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2012.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.