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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Feb 6, 2013
31301_dirs_2013-02-06_9bfc5887-c411-4e7d-9089-43951e6e29ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-02-04
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-04 | Common Shares | M | 2692 | — | Acquired | 2692 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.44 | Disposed | 2492 | Direct |
| 2013-02-04 | Common Shares | S | 92 | $43.4924 | Disposed | 2400 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.5 | Disposed | 2200 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.62 | Disposed | 2000 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.7 | Disposed | 1800 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.7101 | Disposed | 1600 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.82 | Disposed | 1400 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.825 | Disposed | 1200 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.85 | Disposed | 1000 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.8501 | Disposed | 800 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.93 | Disposed | 600 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.935 | Disposed | 400 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.94 | Disposed | 200 | Direct |
| 2013-02-04 | Common Shares | S | 200 | $43.97 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Deferred Stock Units | $ | M | 2692 | Disposed | Common Shares (2692) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3010746 | Indirect |
Footnotes
F1: The deferred stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (formerly known as The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan), and subject to the terms and conditions of an individual award agreement. Each whole deferred stock unit represents a contingent right to receive one common share of the Issuer ("Common Shares"). The deferred stock units settled on February 4, 2013.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.