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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 17, 2013
31301_dirs_2013-01-17_83f21629-df80-42f7-b2b0-e0fbcc1a1328.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-16
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-16 | Common Shares | S | 100 | $44.6001 | Disposed | 41370.953 | Direct |
| 2013-01-16 | Common Shares | S | 700 | $44.51 | Disposed | 40670.953 | Direct |
| 2013-01-16 | Common Shares | S | 700 | $44.5 | Disposed | 39970.953 | Direct |
| 2013-01-16 | Common Shares | S | 2800 | $44.52 | Disposed | 37170.953 | Direct |
| 2013-01-16 | Common Shares | S | 300 | $44.5233 | Disposed | 36870.953 | Direct |
| 2013-01-16 | Common Shares | S | 500 | $44.5201 | Disposed | 36370.953 | Direct |
| 2013-01-16 | Common Shares | S | 226 | $44.59 | Disposed | 36144.953 | Direct |
| 2013-01-16 | Common Shares | S | 400 | $44.69 | Disposed | 35744.953 | Direct |
| 2013-01-16 | Common Shares | S | 800 | $44.6575 | Disposed | 34944.953 | Direct |
| 2013-01-16 | Common Shares | S | 500 | $44.68 | Disposed | 34444.953 | Direct |
| 2013-01-16 | Common Shares | S | 500 | $44.67 | Disposed | 33944.953 | Direct |
| 2013-01-16 | Common Shares | S | 100 | $44.74 | Disposed | 33844.953 | Direct |
| 2013-01-16 | Common Shares | S | 100 | $44.7 | Disposed | 33744.953 | Direct |
| 2013-01-16 | Common Shares | S | 294 | $44.97 | Disposed | 33450.953 | Direct |
| 2013-01-16 | Common Shares | S | 100 | $44.98 | Disposed | 33350.953 | Direct |
| 2013-01-16 | Common Shares | S | 206 | $45 | Disposed | 33144.953 | Direct |
| 2013-01-16 | Common Shares | S | 500 | $45.01 | Disposed | 32644.953 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 33747.195 | Indirect |
| Common Shares | 2522787 | Indirect |
| Common Shares | 5354.7841 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2012.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.