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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jan 25, 2013
31301_dirs_2013-01-25_fda902e6-1531-4adf-af3f-30a64ec0e81f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-01-23
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-23 | Common Shares | S | 1428 | $44.7 | Disposed | 46343.953 | Direct |
| 2013-01-23 | Common Shares | S | 2430 | $44.71 | Disposed | 43913.953 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.7122 | Disposed | 43713.953 | Direct |
| 2013-01-23 | Common Shares | S | 469 | $44.7136 | Disposed | 43244.953 | Direct |
| 2013-01-23 | Common Shares | S | 400 | $44.7175 | Disposed | 42844.953 | Direct |
| 2013-01-23 | Common Shares | S | 900 | $44.72 | Disposed | 41944.953 | Direct |
| 2013-01-23 | Common Shares | S | 1100 | $44.74 | Disposed | 40844.953 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.75 | Disposed | 40744.953 | Direct |
| 2013-01-23 | Common Shares | S | 400 | $44.77 | Disposed | 40344.953 | Direct |
| 2013-01-23 | Common Shares | S | 600 | $44.78 | Disposed | 39744.953 | Direct |
| 2013-01-23 | Common Shares | S | 500 | $44.785 | Disposed | 39244.953 | Direct |
| 2013-01-23 | Common Shares | S | 1544 | $44.79 | Disposed | 37700.953 | Direct |
| 2013-01-23 | Common Shares | S | 500 | $44.792 | Disposed | 37200.953 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.8 | Disposed | 37100.953 | Direct |
| 2013-01-23 | Common Shares | S | 101 | $44.8001 | Disposed | 36999.953 | Direct |
| 2013-01-23 | Common Shares | S | 555 | $44.81 | Disposed | 36444.953 | Direct |
| 2013-01-23 | Common Shares | S | 1300 | $44.82 | Disposed | 35144.953 | Direct |
| 2013-01-23 | Common Shares | S | 676 | $44.83 | Disposed | 34468.953 | Direct |
| 2013-01-23 | Common Shares | S | 600 | $44.84 | Disposed | 33868.953 | Direct |
| 2013-01-23 | Common Shares | S | 924 | $44.85 | Disposed | 32944.953 | Direct |
| 2013-01-23 | Common Shares | S | 200 | $44.88 | Disposed | 32744.953 | Direct |
| 2013-01-23 | Common Shares | S | 100 | $44.89 | Disposed | 32644.953 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 33747.195 | Indirect |
| Common Shares | 2427726 | Indirect |
| Common Shares | 5354.7841 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2012.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.