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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Nov 12, 2013
31301_dirs_2013-11-12_ad516c29-d91d-4dfd-92dc-2a413a7140fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-11-11
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-11 | Common Shares | S | 900 | $57.49 | Disposed | 76575.439 | Direct |
| 2013-11-11 | Common Shares | S | 4530 | $57.5 | Disposed | 72045.439 | Direct |
| 2013-11-11 | Common Shares | S | 200 | $57.505 | Disposed | 71845.439 | Direct |
| 2013-11-11 | Common Shares | S | 200 | $57.5075 | Disposed | 71645.439 | Direct |
| 2013-11-11 | Common Shares | S | 1670 | $57.51 | Disposed | 69975.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.515 | Disposed | 69875.439 | Direct |
| 2013-11-11 | Common Shares | S | 500 | $57.52 | Disposed | 69375.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.525 | Disposed | 69275.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.53 | Disposed | 69175.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.54 | Disposed | 69075.439 | Direct |
| 2013-11-11 | Common Shares | S | 600 | $57.55 | Disposed | 68475.439 | Direct |
| 2013-11-11 | Common Shares | S | 800 | $57.56 | Disposed | 67675.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.565 | Disposed | 67575.439 | Direct |
| 2013-11-11 | Common Shares | S | 200 | $57.57 | Disposed | 67375.439 | Direct |
| 2013-11-11 | Common Shares | S | 400 | $57.58 | Disposed | 66975.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.59 | Disposed | 66875.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.605 | Disposed | 66775.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.61 | Disposed | 66675.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.615 | Disposed | 66575.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.62 | Disposed | 66475.439 | Direct |
| 2013-11-11 | Common Shares | S | 100 | $57.64 | Disposed | 66375.439 | Direct |
| 2013-11-11 | Common Shares | S | 200 | $57.65 | Disposed | 66175.439 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35701.75 | Indirect |
| Common Shares | 2427726 | Indirect |
| Common Shares | 5901.4301 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2013.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.