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SCOTTS MIRACLE-GRO CO — Director's Dealing 2013
Jul 18, 2013
31301_dirs_2013-07-18_4de89123-9b53-4877-9398-daf0e64335c3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2013-07-10
Reporting Person: Smith Ivan C (EVP, GC and Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 4153 | Direct |
| Common Shares | 385.4507 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $47.66 | 2022-01-19 | Common Shares (3159) | Direct | |
| Stock Option (right to buy) | $51.73 | 2021-01-20 | Common Shares (1200) | Direct | |
| Stock Option (right to buy) | $38.76 | 2017-11-06 | Common Shares (3600) | Direct | |
| Stock Option (right to buy) | $38.58 | 2016-10-11 | Common Shares (1547) | Direct | |
| Restricted Stock Units | $ | Common Shares (1443) | Direct | ||
| Restricted Stock Units | $ | Common Shares (728) | Direct | ||
| Restricted Stock Units | $ | Common Shares (1300) | Direct |
Footnotes
F1: Common shares acquired under The Scotts Miracle-Gro Company Discounted Stock Purchase Plan (DSPP).
F2: The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan, and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of The Scotts Miracle-Gro Company. Each dividend equivalent represents the right to receive cash in respect of dividends that are declared and paid during the period beginning on the grant date and ending on the settlement date with respect to the common share of The Scotts Miracle-Gro Company represented by the related restricted stock unit.
F3: The restricted stock units are scheduled to vest on January 18, 2016. Subject to the terms of The Scotts Miracle-Gro Company Long-Term Incentive Plan, vested restricted stock units will be settled in common shares of The Scotts Miracle-Gro Company as soon as administratively practicable, but no later than 90 days, following vesting.
F4: The restricted stock units are scheduled to vest on January 20, 2015. Subject to the terms of The Scotts Miracle-Gro Company Long-Term Incentive Plan, vested restricted stock units will be settled in common shares of The Scotts Miracle-Gro Company as soon as administratively practicable, but no later than 90 days, following vesting.
F5: The restricted stock units are scheduled to vest on January 21, 2014. Subject to the terms of The Scotts Miracle-Gro Company Long-Term Incentive Plan, vested restricted stock units will be settled in common shares of The Scotts Miracle-Gro Company as soon as administratively practicable, but no later than 90 days, following vesting.