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SCOTTS MIRACLE-GRO CO — Director's Dealing 2012
Sep 11, 2012
31301_dirs_2012-09-11_02c80f12-c540-423d-8147-c7e6e3c97e96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2012-09-10
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-10 | Deferred Stock Units | $ | A | 20 | Acquired | Common Shares (20) | Direct | |
| 2012-09-10 | Deferred Stock Units | $ | A | 29 | Acquired | Common Shares (29) | Direct | |
| 2012-09-10 | Deferred Stock Units | $ | A | 23 | Acquired | Common Shares (23) | Direct | |
| 2012-09-10 | Deferred Stock Units | $ | A | 18 | Acquired | Common Shares (18) | Direct | |
| 2012-09-10 | Deferred Stock Units | $ | A | 19 | Acquired | Common Shares (19) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3314361 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F2: Additional deferred stock units received pursuant to dividend equivalents as a result of dividends paid with respect to the Common Shares underlying deferred stock units already held.