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SCOTTS MIRACLE-GRO CO — Director's Dealing 2012
Dec 11, 2012
31301_dirs_2012-12-11_2634bd9a-4091-4d37-be3a-e5501bf60c33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2012-12-10
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-10 | Common Shares | M | 14273 | $21.54 | Acquired | 14273 | Direct |
| 2012-12-10 | Common Shares | S | 200 | $41.035 | Disposed | 14073 | Direct |
| 2012-12-10 | Common Shares | S | 500 | $41.018 | Disposed | 13573 | Direct |
| 2012-12-10 | Common Shares | S | 733 | $41.03 | Disposed | 12840 | Direct |
| 2012-12-10 | Common Shares | S | 400 | $41.01 | Disposed | 12440 | Direct |
| 2012-12-10 | Common Shares | S | 373 | $41 | Disposed | 12067 | Direct |
| 2012-12-10 | Common Shares | S | 300 | $41.0267 | Disposed | 11767 | Direct |
| 2012-12-10 | Common Shares | S | 267 | $41.0338 | Disposed | 11500 | Direct |
| 2012-12-10 | Common Shares | S | 1400 | $41.09 | Disposed | 10100 | Direct |
| 2012-12-10 | Common Shares | S | 200 | $41.06 | Disposed | 9900 | Direct |
| 2012-12-10 | Common Shares | S | 300 | $41.11 | Disposed | 9600 | Direct |
| 2012-12-10 | Common Shares | S | 400 | $41.095 | Disposed | 9200 | Direct |
| 2012-12-10 | Common Shares | S | 400 | $41.07 | Disposed | 8800 | Direct |
| 2012-12-10 | Common Shares | S | 200 | $41.08 | Disposed | 8600 | Direct |
| 2012-12-10 | Common Shares | S | 200 | $41.1 | Disposed | 8400 | Direct |
| 2012-12-10 | Common Shares | S | 400 | $41.14 | Disposed | 8000 | Direct |
| 2012-12-10 | Common Shares | S | 200 | $41.16 | Disposed | 7800 | Direct |
| 2012-12-10 | Common Shares | S | 200 | $41.165 | Disposed | 7600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-10 | Stock Option (right to buy) | $21.54 | M | 14273 | Disposed | 2013-01-30 | Common Shares (14273) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3314361 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.