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SCOTTS MIRACLE-GRO CO — Director's Dealing 2012
Dec 17, 2012
31301_dirs_2012-12-17_c3262343-a544-4abf-9194-3e5e581993ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2012-12-13
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-13 | Common Shares | S | 538 | $42.00 | Disposed | 3041051 | Indirect |
| 2012-12-14 | Common Shares | S | 3864 | $42.00 | Disposed | 3037441 | Indirect |
Footnotes
F1: Represents the sale for the account of Katherine Hagedorn Littlefield and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.
F3: Represents the aggregate proportionate interest of Katherine Hagedorn Littlefield and those family members in whose holdings she may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.