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SCOTTS MIRACLE-GRO CO — Director's Dealing 2012
Aug 23, 2012
31301_dirs_2012-08-23_cb387e8a-afa8-48cc-8c20-339e73eba43e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2012-08-21
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-21 | Common Shares | M | 297386 | $21.23 | Acquired | 403663.694 | Direct |
| 2012-08-21 | Common Shares | D | 146214 | $43.18 | Disposed | 257449.694 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-21 | Stock Appreciation Right | $21.23 | M | 297386 | Disposed | 2013-01-29 | Common Shares (297386) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 32496.323 | Indirect |
| Common Shares | 2677726 | Indirect |
| Common Shares | 5038.3145 | Indirect |
Footnotes
F1: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.