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SCOTTS MIRACLE-GRO CO — Director's Dealing 2011
Aug 17, 2011
31301_dirs_2011-08-17_5d43a15d-b446-46d2-a518-202df27ff09b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2011-08-16
Reporting Person: HAGEDORN JAMES (Director, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-16 | Common Shares | S | 97201 | $45.01 | Disposed | 2779554 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 68107.437 | Direct |
| Common Shares | 4372.3377 | Indirect |
| Common Shares | 31838.681 | Indirect |
Footnotes
F1: Represents the sale for the account of James Hagedorn of a portion of his proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.
F3: Represents the aggregate proportionate interest of James Hagedorn and those family members in whose holdings he may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.
F4: Common Shares acquired under The Scotts Miracle-Gro Company Discounted Stock Purchase Plan (DSPP).