AI assistant
SCOTTS MIRACLE-GRO CO — Director's Dealing 2011
Oct 13, 2011
31301_dirs_2011-10-13_fa863cc5-9023-497f-881e-b5532f566032.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2011-10-11
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-11 | Common Shares | S | 1436 | $44.69 | Disposed | 216104.905 | Direct |
| 2011-10-11 | Common Shares | S | 100 | $44.695 | Disposed | 216004.905 | Direct |
| 2011-10-11 | Common Shares | S | 428 | $44.7 | Disposed | 215576.905 | Direct |
| 2011-10-11 | Common Shares | S | 310 | $44.71 | Disposed | 215266.905 | Direct |
| 2011-10-11 | Common Shares | S | 210 | $44.72 | Disposed | 215056.905 | Direct |
| 2011-10-11 | Common Shares | S | 900 | $44.73 | Disposed | 214156.905 | Direct |
| 2011-10-11 | Common Shares | S | 244 | $44.74 | Disposed | 213912.905 | Direct |
| 2011-10-11 | Common Shares | S | 6677 | $44.75 | Disposed | 207235.905 | Direct |
| 2011-10-11 | Common Shares | S | 4565 | $44.76 | Disposed | 202670.905 | Direct |
| 2011-10-11 | Common Shares | S | 4625 | $44.77 | Disposed | 198045.905 | Direct |
| 2011-10-11 | Common Shares | S | 3 | $44.775 | Disposed | 198042.905 | Direct |
| 2011-10-11 | Common Shares | S | 4181 | $44.78 | Disposed | 193861.905 | Direct |
| 2011-10-11 | Common Shares | S | 4149 | $44.79 | Disposed | 189712.905 | Direct |
| 2011-10-11 | Common Shares | S | 7830 | $44.8 | Disposed | 181882.905 | Direct |
| 2011-10-11 | Common Shares | S | 7815 | $44.81 | Disposed | 174067.905 | Direct |
| 2011-10-11 | Common Shares | S | 4871 | $44.82 | Disposed | 169196.905 | Direct |
| 2011-10-11 | Common Shares | S | 3720 | $44.83 | Disposed | 165476.905 | Direct |
| 2011-10-11 | Common Shares | S | 4007 | $44.84 | Disposed | 161469.905 | Direct |
| 2011-10-11 | Common Shares | S | 200 | $44.845 | Disposed | 161269.905 | Direct |
| 2011-10-11 | Common Shares | S | 3317 | $44.85 | Disposed | 157952.905 | Direct |
| 2011-10-11 | Common Shares | S | 2534 | $44.86 | Disposed | 155418.905 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 32038.28 | Indirect |
| Common Shares | 2779554 | Indirect |
| Common Shares | 4488.2311 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2011.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.