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SCOTTS MIRACLE-GRO CO — Director's Dealing 2011
Nov 1, 2011
31301_dirs_2011-11-01_686b0b72-85fa-4630-9c97-391dfaa403b9.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2011-10-10
Reporting Person: STUMP DENISE (EVP, Global Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-10 | Common Shares | M | 5000 | — | Acquired | 43770.333 | Direct |
| 2011-10-10 | Common Shares | S | 5000 | $42.06 | Disposed | 38770.333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-10 | Restricted Stock Units | $ | M | 5000 | Disposed | 2011-10-10 | Common Shares (5000) | Direct |
Footnotes
F1: The restricted stock units were granted, together with an equal number of related cash dividend equivalents, under The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan (the "2006 Plan"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on October 8, 2011, which was omitted from the reporting person's original Form 4 dated October 12, 2011.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2011.
F3: Corrected to reflect the number of shares following the transaction described in footnote 1.