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SCOTTS MIRACLE-GRO CO — Director's Dealing 2011
May 9, 2011
31301_dirs_2011-05-09_192e1ec2-d69c-456b-af17-43fbd80b83ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2011-05-05
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-05 | Common Shares | M | 14277 | $19.82 | Acquired | 14277 | Direct |
| 2011-05-05 | Common Shares | S | 562 | $57.23 | Disposed | 13715 | Direct |
| 2011-05-05 | Common Shares | S | 1000 | $57.24 | Disposed | 12715 | Direct |
| 2011-05-05 | Common Shares | S | 400 | $57.25 | Disposed | 12315 | Direct |
| 2011-05-05 | Common Shares | S | 100 | $57.26 | Disposed | 12215 | Direct |
| 2011-05-05 | Common Shares | S | 200 | $57.27 | Disposed | 12015 | Direct |
| 2011-05-05 | Common Shares | S | 3300 | $57.5 | Disposed | 8715 | Direct |
| 2011-05-05 | Common Shares | S | 100 | $57.505 | Disposed | 8615 | Direct |
| 2011-05-05 | Common Shares | S | 700 | $57.51 | Disposed | 7915 | Direct |
| 2011-05-05 | Common Shares | S | 300 | $57.52 | Disposed | 7615 | Direct |
| 2011-05-05 | Common Shares | S | 600 | $57.53 | Disposed | 7015 | Direct |
| 2011-05-05 | Common Shares | S | 2738 | $57.55 | Disposed | 4277 | Direct |
| 2011-05-05 | Common Shares | S | 2877 | $57.6 | Disposed | 1400 | Direct |
| 2011-05-05 | Common Shares | S | 500 | $57.61 | Disposed | 900 | Direct |
| 2011-05-05 | Common Shares | S | 200 | $57.62 | Disposed | 700 | Direct |
| 2011-05-05 | Common Shares | S | 300 | $57.63 | Disposed | 400 | Direct |
| 2011-05-05 | Common Shares | S | 400 | $57.64 | Disposed | 0 | Direct |
| 2011-05-05 | Common Shares | S | 15121 | $57.31 | Disposed | 3355248 | Indirect |
| 2011-05-06 | Common Shares | S | 40887 | $57.62 | Disposed | 3314361 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-05 | Stock Option (right to buy) | $19.82 | M | 14277 | Disposed | 2012-01-27 | Common Shares (14277) | Direct |
Footnotes
F1: Represents the sale for the account of Katherine Littlefield of a portion of her proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.