Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SCOTTS MIRACLE-GRO CO Director's Dealing 2011

May 9, 2011

31301_dirs_2011-05-09_192e1ec2-d69c-456b-af17-43fbd80b83ec.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2011-05-05

Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-05-05 Common Shares M 14277 $19.82 Acquired 14277 Direct
2011-05-05 Common Shares S 562 $57.23 Disposed 13715 Direct
2011-05-05 Common Shares S 1000 $57.24 Disposed 12715 Direct
2011-05-05 Common Shares S 400 $57.25 Disposed 12315 Direct
2011-05-05 Common Shares S 100 $57.26 Disposed 12215 Direct
2011-05-05 Common Shares S 200 $57.27 Disposed 12015 Direct
2011-05-05 Common Shares S 3300 $57.5 Disposed 8715 Direct
2011-05-05 Common Shares S 100 $57.505 Disposed 8615 Direct
2011-05-05 Common Shares S 700 $57.51 Disposed 7915 Direct
2011-05-05 Common Shares S 300 $57.52 Disposed 7615 Direct
2011-05-05 Common Shares S 600 $57.53 Disposed 7015 Direct
2011-05-05 Common Shares S 2738 $57.55 Disposed 4277 Direct
2011-05-05 Common Shares S 2877 $57.6 Disposed 1400 Direct
2011-05-05 Common Shares S 500 $57.61 Disposed 900 Direct
2011-05-05 Common Shares S 200 $57.62 Disposed 700 Direct
2011-05-05 Common Shares S 300 $57.63 Disposed 400 Direct
2011-05-05 Common Shares S 400 $57.64 Disposed 0 Direct
2011-05-05 Common Shares S 15121 $57.31 Disposed 3355248 Indirect
2011-05-06 Common Shares S 40887 $57.62 Disposed 3314361 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-05-05 Stock Option (right to buy) $19.82 M 14277 Disposed 2012-01-27 Common Shares (14277) Direct

Footnotes

F1: Represents the sale for the account of Katherine Littlefield of a portion of her proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.