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Scilex Holding Co — Director's Dealing 2021
Jan 7, 2021
33752_dirs_2021-01-06_7fe7670b-be42-4328-8f8d-4859e546e7c4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Vickers Vantage Corp. I (VCKAU)
CIK: 0001820190
Period of Report: 2021-01-06
Reporting Person: Vickers Venture Fund VI Pte Ltd (10% Owner)
Reporting Person: Vickers Venture Fund VI (Plan) Pte Ltd (10% Owner)
Reporting Person: Chi Jeffrey (Director, Chief Executive Officer, 10% Owner)
Reporting Person: Ho Chris (Director, Chief Financial Officer, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 3054499 | Indirect |
| Ordinary Shares | 320501 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants | $11.50 | Ordinary Shares (5973000) | Indirect | ||
| Warrants | $11.50 | Ordinary Shares (627000) | Indirect |
Footnotes
F1: Includes up to 407,267 ordinary shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F2: These securities are owned directly by Vickers Venture Fund VI Pte Ltd, a ten percent owner of the Issuer, and indirectly by its managing members, Jeffrey Chi, the Issuer's Chief Executive Officer, and Christopher Ho, the Issuer's Chief Financial Officer. Each of Mr. Chi and Mr. Ho disclaims beneficial ownership of the securities held by Vickers Venture Fund VI Pte Ltd, except to the extent of his pecuniary interest therein.
F3: Includes up to 42,733 ordinary shares that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
F4: These securities are owned directly by Vickers Venture Fund VI (Plan) Pte Ltd and indirectly by its managing members, Jeffrey Chi, the Issuer's Chief Executive Officer, and Christopher Ho, the Issuer's Chief Financial Officer. Each of Mr. Chi and Mr. Ho disclaims beneficial ownership of the securities held by Vickers Venture Fund VI (Plan) Pte Ltd, except to the extent of his pecuniary interest therein.
F5: Each warrant will become exercisable on the later of the completion of an initial business combination and January 11, 2022.
F6: Each warrant will expire five years after the completion of an initial business combination.
F7: Represents warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, Vickers Venture Fund VI Pte Ltd and Vickers Venture Fund VI (Plan) Pte Ltd irrevocably committed to purchase. Does not include up to 240,000 warrants which such entities irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercises the overallotment option in full.