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Schroders PLC — Director's Dealing 2016
Sep 26, 2016
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Director's Dealing
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RNS Number : 8375K
Schroders PLC
26 September 2016
Schroders plc
("the Company")
The following notifications made under article 19.1 of the Market Abuse Regulation ("MAR") relates to Persons Discharging Managerial Responsibilities acquiring rights to ordinary shares of £1 each, with voting rights attached and non-voting ordinary shares of £1 each held in the Equity Compensation Plan ("ECP") and Equity Investment Plan ("EIP") in lieu of dividends. This announcement is made in accordance with Article 19.3 of MAR.
26 September 2016
Matthew Whyte
Deputy Company Secretary
Schroders plc
Tel: 020 7658 5807
Notification of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Richard Keers
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification / Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Schroders plc
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of £1 each, with voting rights attached
GB0002405495
b)
Nature of the transaction
Acquiring rights in lieu of dividends in the ECP, over ordinary shares.
c)
Price(s) and volume(s)
| Price | Volume |
| £27.39 | 801 |
d)
Aggregated information
N/A (single transaction)
e)
Date of the transaction
22 September 2016
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
Notification of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Philip Mallinckrodt
2
Reason for the notification
a)
Position/status
Group Head of Private Assets and Wealth Management
b)
Initial notification / Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Schroders plc
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Non-voting ordinary shares of £1 each
GB0002405495
b)
Nature of the transaction
Acquiring rights in lieu of dividends in the ECP, over ordinary shares
c)
Price(s) and volume(s)
| Price | Volume |
| £20.49 | 3914 |
d)
Aggregated information
N/A (single transaction)
e)
Date of the transaction
22 September 2016
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
Notification of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Dobson
2
Reason for the notification
a)
Position/status
Chairman
b)
Initial notification / Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Schroders plc
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of £1 each, with voting rights attached
GB0002405495
b)
Nature of the transaction
Acquiring rights in lieu of dividends in the ECP, over ordinary shares
c)
Price(s) and volume(s)
| Price | Volume |
| £27.39 | 3850 |
d)
Aggregated information
N/A (single transaction)
e)
Date of the transaction
22 September 2016
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
Notification of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Massimo Tosato
2
Reason for the notification
a)
Position/status
Executive Vice-Chairman
b)
Initial notification / Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Schroders plc
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of £1 each, with voting rights attached
GB0002405495
b)
Nature of the transaction
Acquiring rights in lieu of dividends in the ECP, over ordinary shares
c)
Price(s) and volume(s)
| Price | Volume |
| £27.39 | 1985 |
d)
Aggregated information
N/A (single transaction)
e)
Date of the transaction
22 September 2016
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
Notification of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Peter Harrison
2
Reason for the notification
a)
Position/status
Group Chief Executive
b)
Initial notification / Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Schroders plc
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of £1 each, with voting rights attached
GB0002405495
b)
Nature of the transaction
Acquiring rights in lieu of dividends in the ECP, over ordinary shares
c)
Price(s) and volume(s)
| Price | Volume |
| £27.39 | 1070 |
d)
Aggregated information
N/A (single transaction)
e)
Date of the transaction
22 September 2016
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
Notification of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Peter Harrison
2
Reason for the notification
a)
Position/status
Group Chief Executive
b)
Initial notification / Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Schroders plc
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of £1 each, with voting rights attached
GB0002405495
b)
Nature of the transaction
Acquiring rights in lieu of dividends in the EIP over ordinary shares.
c)
Price(s) and volume(s)
| Price | Volume |
| £27.39 | 241 |
d)
Aggregated information
N/A (single transaction)
e)
Date of the transaction
22 September 2016
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
This information is provided by RNS
The company news service from the London Stock Exchange
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