SB FINANCIAL GROUP, INC. — Director's Dealing 2016

Jun 21, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SB FINANCIAL GROUP, INC. (SBFG)
CIK: 0000767405
Period of Report: 2016-06-20

Reporting Person: KLEIN MARK A (Director, CHAIRMAN, PRESIDENT & CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-20	DEPOSITARY SHARES	$10.32	P	180	Acquired		COMMON SHARES (174.42)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
COMMON STOCK	10964	Indirect
COMMON STOCK	10252	Indirect
COMMON STOCK	7410	Direct
COMMON STOCK	12553	Direct

Footnotes

F1: THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S 2008 STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH.
2/5/13 AWARD=3,000; 2,250 SHS VESTED=750
2/5/14 AWARD=2,100; 1,050 SHS VESTED=1,050
2/5/15 AWARD=2,168; 542 SHS VESTED=1,626
2/5/16=3,984
(750+1,050+1,626+3,984=7,410)

F2: REPRESENTING A 1/100TH OWNERSHIP INTEREST IN A 6.50% NONCUMLATIVE CONVERTIBLE PERPETUAL PREFERRED SHARE, SERIES A

F3: THE DEPOSITARY SHARES ARE CONVERTIBLE INTO COMMON SHARES BY THE HOLDER AT ANYTIME AND HAVE NO EXPIRATION DATE.