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SB FINANCIAL GROUP, INC. Director's Dealing 2016

Dec 21, 2016

34040_dirs_2016-12-21_bbe93d11-086a-4e18-a87c-4788f1f467cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SB FINANCIAL GROUP, INC. (SBFG)
CIK: 0000767405
Period of Report: 2016-12-21

Reporting Person: KLEIN MARK A (Director, CHAIRMAN, PRESIDENT & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-21 COMMON STOCK M 5000 $11.5 Acquired 17553 Direct
2016-12-19 COMMON STOCK D 3616 $15.9 Disposed 13937 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-19 EMPLOYEE STOCK OPTION (RIGHT TO BUY) $11.5 M 5000 Disposed 2017-02-14 COMMON STOCK (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK 10964 Indirect
COMMON STOCK 10252 Indirect
COMMON STOCK 7410 Direct

Footnotes

F1: THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S 2008 STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH.
2/5/13 AWARD=3,000; 2,250 SHS VESTED=750
2/5/14 AWARD=2,100; 1,050 SHS VESTED=1,050
2/5/15 AWARD=2,168; 542 SHS VESTED=1,626
2/5/16 AWARD=3,984
(750+1,050+1,626+3,984=7,410)