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SB FINANCIAL GROUP, INC. — Director's Dealing 2016
Dec 21, 2016
34040_dirs_2016-12-21_bbe93d11-086a-4e18-a87c-4788f1f467cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SB FINANCIAL GROUP, INC. (SBFG)
CIK: 0000767405
Period of Report: 2016-12-21
Reporting Person: KLEIN MARK A (Director, CHAIRMAN, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-21 | COMMON STOCK | M | 5000 | $11.5 | Acquired | 17553 | Direct |
| 2016-12-19 | COMMON STOCK | D | 3616 | $15.9 | Disposed | 13937 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-19 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $11.5 | M | 5000 | Disposed | 2017-02-14 | COMMON STOCK (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 10964 | Indirect |
| COMMON STOCK | 10252 | Indirect |
| COMMON STOCK | 7410 | Direct |
Footnotes
F1: THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S 2008 STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH.
2/5/13 AWARD=3,000; 2,250 SHS VESTED=750
2/5/14 AWARD=2,100; 1,050 SHS VESTED=1,050
2/5/15 AWARD=2,168; 542 SHS VESTED=1,626
2/5/16 AWARD=3,984
(750+1,050+1,626+3,984=7,410)
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