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Savara Inc — Director's Dealing 2024
Mar 29, 2024
32709_dirs_2024-03-29_7c59e1e9-ca1c-459a-b78c-67cd0002897c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Savara Inc (SVRA)
CIK: 0001160308
Period of Report: 2024-03-21
Reporting Person: Erickson Anne (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 354078 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.01 | 2028-10-18 | Common Stock (20000) | Direct | |
| Stock Option (Right to Buy) | $11.00 | 2029-05-30 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $1.57 | 2029-12-17 | Common Stock (25000) | Direct | |
| Stock Option (Right to Buy) | $1.13 | 2030-10-21 | Common Stock (75000) | Direct | |
| Stock Option (Right to Buy) | $1.23 | 2030-12-16 | Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $1.11 | 2031-12-14 | Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $1.51 | 2032-12-13 | Common Stock (150000) | Direct | |
| Stock Option (Right to Buy) | $4.45 | 2033-12-14 | Common Stock (40000) | Direct |
Footnotes
F1: 4,687 represents restricted stock units ("RSUs") that vest in substantially equal installments on April 21, 2024, July 21, 2024, and October 21, 2024; 75,000 represents RSUs that vest in full on December 13, 2024; and 160,000 represents RSUs that vest in full on December 14, 2025, in each case subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of October 18, 2018, subject to the reporting person's continued service with the Issuer.
F3: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of May 30, 2019, subject to the reporting person's continued service with the Issuer.
F4: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 17, 2019, subject to the reporting person's continued service with the Issuer.
F5: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of October 21, 2020, subject to the reporting person's continued service with the Issuer.
F6: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 16, 2020, subject to the reporting person's continued service with the Issuer.
F7: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2021, subject to the reporting person's continued service with the Issuer.
F8: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 13, 2022, subject to the reporting person's continued service with the Issuer.
F9: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.