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Savara Inc — Director's Dealing 2023
Dec 15, 2023
32709_dirs_2023-12-15_7eb24646-3f07-4a89-b2e7-0fddf7a41c20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Savara Inc (SVRA)
CIK: 0001160308
Period of Report: 2023-12-14
Reporting Person: Pauls Matthew (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-14 | Common Stock | F | 109680 | $4.45 | Disposed | 936674 | Direct |
| 2023-12-14 | Common Stock | A | 450000 | $0.00 | Acquired | 1386674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-14 | Stock Option (Right to Buy) | $4.45 | A | 225000 | Acquired | 2033-12-14 | Common Stock (225000) | Direct |
Footnotes
F1: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units.
F2: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F3: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.