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Savara Inc — Director's Dealing 2023
Dec 29, 2023
32709_dirs_2023-12-29_acac7471-5c3e-4ec6-b826-77f6b733c179.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Savara Inc (SVRA)
CIK: 0001160308
Period of Report: 2023-12-28
Reporting Person: Elam Nevan C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-28 | Common Stock | M | 1758 | $0.82 | Acquired | 64343 | Direct |
| 2023-12-28 | Common Stock | M | 12000 | $1.59 | Acquired | 76343 | Direct |
| 2023-12-28 | Common Stock | M | 40000 | $1.23 | Acquired | 116343 | Direct |
| 2023-12-28 | Common Stock | S | 93843 | $4.7131 | Disposed | 22500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-28 | Stock Option (Right to Buy) | $0.82 | M | 1758 | Disposed | 2024-07-24 | Common Stock (1758) | Direct |
| 2023-12-28 | Stock Option (Right to Buy) | $1.59 | M | 12000 | Disposed | 2029-12-20 | Common Stock (12000) | Direct |
| 2023-12-28 | Stock Option (Right to Buy) | $1.23 | M | 40000 | Disposed | 2030-12-16 | Common Stock (40000) | Direct |
Footnotes
F1: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F2: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on October 24, 2014.
F3: The shares subject to the option vested and became exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019.
F4: The shares subject to the option vested and became exercisable on December 16, 2021.