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Savara Inc — Director's Dealing 2021
May 18, 2021
32709_dirs_2021-05-17_f7e4beb4-e5b5-43a2-b370-06544c430d56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Savara Inc (SVRA)
CIK: 0001160308
Period of Report: 2021-05-15
Reporting Person: Chowdhury Badrul A. (CHIEF MEDICAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-15 | Common Stock | M | 200000 | $0.00 | Acquired | 200000 | Direct |
| 2021-05-17 | Common Stock | S | 50000 | $1.5574 | Disposed | 150000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-15 | Restricted Stock Units | $0.00 | M | 200000 | Disposed | Common Stock (200000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2020 in order to satisfy tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2021.
F2: The price is a weighted average sale price. The sale prices ranged from $1.50 to $1.61. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: The restricted stock units vested in full on May 15, 2021.